Regulatory Instrument Details

Securities Law & Policy

52-109 Certification of Disclosure in Issuers' Annual and Interim Filings [NI]

52-109
Number
Title
Regulatory Instrument Type
Date Type
Date
52-109
Certification of Disclosure in Issuers' Annual and Interim Filings - Consolidated Version
As Amended - National Instrument - 11/17/2015
National Instrument
As Amended
11/17/2015
52-109F1
Certification of Annual Filings - Consolidated Version
As Amended - Form - 01/01/2011
Form
As Amended
01/01/2011
52-109FV1
Certification of Annual Filings - Venture Issuer Basic Certificate - Consolidated Version
As Amended - Form - 01/01/2001
Form
As Amended
01/01/2001
52-109F1 IPO/RTO
Certification of Annual Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer - Consolidated Version
As Amended - Form - 01/01/2011
Form
As Amended
01/01/2011
52-109F1R
Certification of Refiled Annual Filings
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109F1 AIF
Certification of Annual Filings in Connection with Voluntarily Filed AIF
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109F2
Certification of Interim Filings - Consolidated Version
As Amended - Form - 01/01/2011
Form
As Amended
01/01/2011
52-109FV2
Certification of Interim Filings - Venture Issuer Basic Certificate - Consolidated Version
As Amended - Form - 01/01/2011
Form
As Amended
01/01/2011
52-109F2 IPO/RTO
Certification of Interim Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer - Consolidated Version
As Amended - Form - 01/01/2011
Form
As Amended
01/01/2011
52-109F2R
Certification of Refiled Interim Filings - Consolidated Version
As Amended - Form - 01/01/2011
Form
As Amended
01/01/2011
52-109CP
Companion Policy to NI 52-109 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023

Proposed Amendments Related to 52-109

Number
Title
Regulatory Instrument Type
Date Type
Date
52-109
Proposed Amendments to NI 52-109 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
52-109CP
Proposed Changes to 52-109CP (arising from NI 51-102)
Published - Proposed Changes to Policy - 05/20/2021
Proposed Changes to Policy
Published
05/20/2021
Related (4) Historic (50)
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
51-343
Venture Isuers with Securities Listed on the Bolsa de Santiago, Venture Market
Published - CSA Notice - 04/16/2015
CSA Notice
Published
04/16/2015
51-514
Venture Issuers with Securities Listed on "Bolsa de Santiago, Venture"
Effective - Blanket Order - 03/31/2015
Blanket Order
Effective
03/31/2015
52-327
Certification Compliance Update
Published - CSA Notice - 10/15/2010
CSA Notice
Published
10/15/2010
Number
Title
Regulatory Instrument Type
Status
Date
52-109CP
Changes to 52-109CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
52-109
Amendments to NI 52-109 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)
Effective - Amendments to Instrument - 11/17/2015
Amendments to Instrument
Effective
11/17/2015
52-109
Amendments to NI 52-109
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
52-109CP
Changes to 52-109CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
Notice of Amendments to NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and 52-109CP to NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings
Published - CSA Notice - 10/01/2010
CSA Notice
Published
10/01/2010
52-319
Withdrawn - Status of Proposed Repeal and Replacement of MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
Withdrawn - CSA Notice - 02/19/2010
CSA Notice
Withdrawn
02/19/2010
Notice and Request for Comment Proposed Amendments to NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and 52-109CP Certification of Disclosure in Issuers’ Annual and Interim Filings
Published - CSA Notice - 09/25/2009
CSA Notice
Published
09/25/2009
52-109F2
Certification of Interim Filings - Full Certificate
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109FV2
Certification of Interim Filings - Venture Issuer Basic Certificate
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109F2R
Certification of Refiled Interim Filings
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109FV1
Certification of Annual Filings - Venture Issuer Basic Certificate
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109
Certification of Disclosure in Issuers' Annual and Interim Filings
Effective - National Instrument - 12/15/2008
National Instrument
Effective
12/15/2008
52-109F1
Certification of Annual Filings - Full Certificate
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
Withdrawn - MI 52-109 Exemptive Relief, 2007 ABASC 836 Certain Certification Requirements: Relief for Venture Issuers
Withdrawn - ASC Notice - 12/15/2008
ASC Notice
Withdrawn
12/15/2008
52-311
Withdrawn - Required Forms of Certificates under MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
Withdrawn - CSA Notice - 12/15/2008
CSA Notice
Withdrawn
12/15/2008
52-316
Withdrawn - Certification of Design of Internal Control Over Financial Reporting
Withdrawn - CSA Notice - 12/15/2008
CSA Notice
Withdrawn
12/15/2008
57-302
Withdrawn - Failure to File Certificates under MI 52-109 - Certification of Disclosure in Issuers' Annual and Interim Filings
Withdrawn - CSA Notice - 12/15/2008
CSA Notice
Withdrawn
12/15/2008
2007 ABASC 836
Revoked - Certain Certification Requirements: Relief for Venture Issuers
Revoked - Blanket Order - 12/15/2008
Blanket Order
Revoked
12/15/2008
52-322
Withdrawn - Status of Proposed Repeal and Replacement of MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
Withdrawn - CSA Notice - 12/15/2008
CSA Notice
Withdrawn
12/15/2008
52-109F2-IPO/RTO
Certification of Interim Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
52-109CP
Companion Policy to NI 52-109
Effective - Companion Policy - 12/15/2008
Companion Policy
Effective
12/15/2008
52-109F1-IPO/RTO
Certification of Annual Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer
Effective - Form - 12/15/2008
Form
Effective
12/15/2008
2008 ABASC 723
Revocation of Blanket Order dated November 23, 2007, Order Respecting Certain Certification Requirements: Relief for Venture Issuers
Effective - Revocation Order - 12/15/2008
Revocation Order
Effective
12/15/2008
52-323
Coming into Force of NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and Consequential Policy Amendments
Published - CSA Notice - 11/28/2008
CSA Notice
Published
11/28/2008
Notice of NI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and Repeal of MI 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings
Published - CSA Notice - 08/15/2008
CSA Notice
Published
08/15/2008
Notice and request for comment on proposed NI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
Published - CSA Notice - 04/18/2008
CSA Notice
Published
04/18/2008
Notice of Ministerial Approval of Consequential Amendments
Published - ASC Notice - 04/11/2008
ASC Notice
Published
04/11/2008
52-109
Amendments to MI 52-109 (arising from amendments to NI 51-102)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
52-109
Amendments to MI 52-109 (arising from NI 51-102)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
Request for comment of proposed repeal and replacement of MI 52-109, related forms and companion policy
Published - CSA Notice - 05/30/2007
CSA Notice
Published
05/30/2007
52-317
Withdrawn - Notice regarding Timing of Proposed MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
Withdrawn - CSA Notice - 03/30/2007
CSA Notice
Withdrawn
03/30/2007
52-313
Withdrawn - Status of Proposed MI 52-111 and Proposed Amended and Restated MI 52-109
Withdrawn - CSA Notice - 03/30/2007
CSA Notice
Withdrawn
03/30/2007
52-308
Withdrawn - Notice of Status of Proposed Instrument Regarding Reporting on Internal Control Over Financial Reporting
Withdrawn - CSA Notice - 03/10/2006
CSA Notice
Withdrawn
03/10/2006
52-109
Amendments to MI 52-109
Effective - Amendments to Instrument - 06/06/2005
Amendments to Instrument
Effective
06/06/2005
52-109CP
Changes to MI 52-109CP
Effective - Changes to Policy - 06/06/2005
Changes to Policy
Effective
06/06/2005
Notice of Extension of Comment Period for proposed repeal and replacement of MI 52-109 Certification of Issuers' Annual and Interim Filings
Published - CSA Notice - 06/03/2005
CSA Notice
Published
06/03/2005
Notice of Ministerial Approval of Amendments to MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and 52-109CP
Published - ASC Notice - 04/19/2005
ASC Notice
Published
04/19/2005
Notice of Proposed Amendments to MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and 52-109CP
Published - CSA Notice - 04/01/2005
CSA Notice
Published
04/01/2005
Notice and request for comment of proposed repeal and replacement of MI 52-109 and Proposed MI 52-111
Published - CSA Notice - 02/04/2005
CSA Notice
Published
02/04/2005
Notice and Request for Comments Proposed Amendments to MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings and 52-109CP
Published - CSA Notice - 11/26/2004
CSA Notice
Published
11/26/2004
52-109F2
Certification of Interim Filings
Effective - Form - 03/30/2004
Form
Effective
03/30/2004
52-109
Certification of Disclosure in Issuers' Annual and Interim Filings
Effective - Multilateral Instrument - 03/30/2004
Multilateral Instrument
Effective
03/30/2004
52-109F1
Certification of Annual Filings
Effective - Form - 03/30/2004
Form
Effective
03/30/2004
52-109FT1
Certification of Annual Filings During Transition Period
Effective - Form - 03/30/2004
Form
Effective
03/30/2004
52-109CP
Companion Policy to MI 52-109
Effective - Companion Policy - 03/30/2004
Companion Policy
Effective
03/30/2004
52-109FT2
Certification of Interim Filings During Transition Period
Effective - Form - 03/30/2004
Form
Effective
03/30/2004
Notice of Ministerial Approval of Multilateral Instrument 52-109
Published - ASC Notice - 03/24/2004
ASC Notice
Published
03/24/2004
Notice of Multilateral Instrument 52-109 Certification of Disclosure in Issuers' Annual and Interim Filings
Published - CSA Notice - 01/16/2004
CSA Notice
Published
01/16/2004
Report on Corporate Governance Policy Forum
Published - Miscellaneous - 11/26/2003
Miscellaneous
Published
11/26/2003
ASC publishes for comment Corporate Governance Rule
Published - ASC Notice - 06/27/2003
ASC Notice
Published
06/27/2003

News Releases Related to 52-109

Title
Date
Canadian Securities Regulators Observe Moderate Improvement in Issuers’ Certification Requirements
Oct 15, 2010
Canadian Securities Regulators Announce Results of Certification Compliance Review
Sep 11, 2009
Canadian Securities Regulators Enhance Internal Control Reporting Requirements
Apr 18, 2008
ASC Provides Relief For Venture Issuers
Nov 23, 2007
Canadian Regulators Seek Comment on Proposed Changes to Internal Control Reporting Requirements
Mar 30, 2007
New rules promote investor confidence, change issuers’ disclosure and governance practices
Mar 29, 2004
Securities Regulators Implement New Investor Confidence Measures
Jan 16, 2004
Canada's Securities Regulators Propose New Corporate Governance Standards
Jun 27, 2003