Regulatory Instrument Details
51-601 Reporting Issuers List [ASC Policy]
51-601
Number
Title
Regulatory Instrument Type
Date Type
Date
51-601
Reporting Issuers List - Consolidated Version
Effective - ASC Policy - 06/09/2023
ASC Policy
Effective
06/09/2023
Proposed Amendments Related to 51-601
Number
Title
Regulatory Instrument Type
Date Type
Date
51-601
Proposed Changes ASC Policy 51-601 (arising from NI 51-102)
Published - Proposed Changes to Policy - 05/20/2021
Proposed Changes to Policy
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
15-701
Automatic Reciprocation in Alberta of an Order Issued by, or Agreement With, a Securities Regulatory Authority in Canada
Published - ASC Notice - 07/02/2015
ASC Notice
Published
07/02/2015
Number
Title
Regulatory Instrument Type
Status
Date
51-601
Withdrawal and Replacement of ASC Policy 51-601 (arising from NI 13-103)
Effective - ASC Policy - 06/09/2023
ASC Policy
Effective
06/09/2023
51-601
Changes to Policy
Effective - Changes to Policy - 07/02/2015
Changes to Policy
Effective
07/02/2015
51-601
Amendments to Alberta Securities Commission Policy 51-601 Reporting Issuer List
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
51-601
Notice of Amendments to ASC Policy 51-601 Reporting Issuers List
Published - ASC Notice - 02/28/2007
ASC Notice
Published
02/28/2007
51-601
Reporting Issuers List - Consolidation as at 26 Feb 2007
As Changed - ASC Policy - 02/26/2007
ASC Policy
As Changed
02/26/2007
51-601
Defaulting Reporting Issuers
Withdrawn - ASC Policy - 09/15/2006
ASC Policy
Withdrawn
09/15/2006
News Releases Related to 51-601
No documents found