Regulatory Instrument Details
51-105 Issuers Quoted In the U.S. Over-The-Counter Markets [MI]
51-105
Number
Title
Regulatory Instrument Type
Date Type
Date
51-105
Issuers Quoted in the U.S. Over-the-Counter Markets - Consolidated Version
As Amended - Multilateral Instrument - 06/09/2023
Multilateral Instrument
As Amended
06/09/2023
51-105F1
Notice - OTC Issuer Ceases to be an OTC Reporting Issuer
Effective - Form - 07/31/2012
Form
Effective
07/31/2012
51-105F3A
Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information - Consolidation Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
51-105F3B
Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information
Effective - Form - 07/31/2012
Form
Effective
07/31/2012
51-105F4
Notice - Issuer Ceases to be an OTC Reporting Issuer
Effective - Form - 07/31/2012
Form
Effective
07/31/2012
51-105CP
Companion Policy to MI 51-105 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
Proposed Amendments Related to 51-105
Number
Title
Regulatory Instrument Type
Date Type
Date
51-105
Proposed Amendments to MI 51-105 (arising from NI 51-102)
Published - Proposed Amendments to Instrument - 05/20/2021
Proposed Amendments to Instrument
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
45-514
Certain Private Placements - Varied
As Amended - Blanket Order - 11/07/2017
Blanket Order
As Amended
11/07/2017
Number
Title
Regulatory Instrument Type
Status
Date
51-105CP
Changes to 51-105CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
51-105
Amendments to MI 51-105 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
51-105CP
Changes to 51-105CP (arising from NI 52-112)
Effective - Changes to Policy - 08/25/2021
Changes to Policy
Effective
08/25/2021
51-105
Amendments to MI 51-105 (arising from MI 62-104)
Effective - Amendments to Instrument - 05/09/2016
Amendments to Instrument
Effective
05/09/2016
51-105
Amendments to MI 51-105 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)
Effective - Amendments to Instrument - 11/17/2015
Amendments to Instrument
Effective
11/17/2015
51-105CP
Changes to 51-105CP (arising from amendments to NI 45-106 relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions)
Effective - Changes to Policy - 05/05/2015
Changes to Policy
Effective
05/05/2015
51-105
Issuers Quoted in the U.S. Over-the-Counter Markets
Effective - Multilateral Instrument - 07/31/2012
Multilateral Instrument
Effective
07/31/2012
51-105F3A
Personal Information Form and Authorization of Indirect Collection, Use and Disclosure of Personal Information
Effective - Form - 07/31/2012
Form
Effective
07/31/2012
51-105CP
Companion Policy to MI 51-105
Effective - Companion Policy - 07/31/2012
Companion Policy
Effective
07/31/2012
51-105
Notice of Implementation of MI 51-105
Published - CSA Notice - 05/10/2012
CSA Notice
Published
05/10/2012
51-105
Request for Comment Proposed MI 51-105
Published - CSA Notice - 06/10/2011
CSA Notice
Published
06/10/2011
News Releases Related to 51-105
Title
Date
Feb 27, 2023