Regulatory Instrument Details
51-102 Continuous Disclosure Obligations [NI]
51-102
Number
Title
Regulatory Instrument Type
Date Type
Date
51-102
Continuous Disclosure Obligations - Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
51-102F1
Management's Discussion & Analysis - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
51-102F2
Annual Information Form - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
51-102F3
Material Change Report - Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
51-102F4
Business Acquisition Report - Consolidated version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
51-102F5
Information Circular – Consolidated Version
As Amended - Form - 06/09/2023
Form
As Amended
06/09/2023
51-102F6
Statement of Executive Compensation - Consolidated Version
As Amended - Form - 06/30/2015
Form
As Amended
06/30/2015
51-102F6V
Statement of Executive Compensation - Venture Issuers
Effective - Form - 06/30/2015
Form
Effective
06/30/2015
51-102CP
Companion Policy to NI 51-102 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
Proposed Amendments Related to 51-102
Number
Title
Regulatory Instrument Type
Date Type
Date
Request for Comment Proposed Amendments to NI 51-102 and Other Amendments and Changes Relating to Annual and Interim Filings of Non-Investment Fund Reporting Issuers and Seeking Feedback on a Proposed Framework (includes comment letters received)
Published - CSA Notice - 05/20/2021
CSA Notice
Published
05/20/2021
Number
Title
Regulatory Instrument Type
Status
Date
41-101
General Prospectus Requirements - Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
44-101
Short Form Prospectus Distributions – Consolidated Version
As Amended - National Instrument - 06/09/2023
National Instrument
As Amended
06/09/2023
51-930
Exemption from the Director Election Form of Proxy Requirement
Effective - Blanket Order - 01/31/2023
Blanket Order
Effective
01/31/2023
51-364
Continuous Disclosure Review Program Activities for the fiscal years ended March 31 2022 and March 31, 2021
Published - CSA Notice - 11/03/2022
CSA Notice
Published
11/03/2022
51-520
Exemption from section 150 of the Business Corporations Act (Alberta) - Varied
Effective - Blanket Order - 07/21/2021
Blanket Order
Effective
07/21/2021
51-362
Staff Review of COVID-19 Disclosures and Guide for Disclosure Improvements
Published - CSA Notice - 02/25/2021
CSA Notice
Published
02/25/2021
51-519
Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020
Effective - Blanket Order - 05/20/2020
Blanket Order
Effective
05/20/2020
51-358
Reporting of Climate Change-related Risks
Published - CSA Notice - 08/01/2019
CSA Notice
Published
08/01/2019
51-357
Staff Review of Reporting Issuers in the Cannabis Industry
Published - CSA Notice - 10/10/2018
CSA Notice
Published
10/10/2018
51-354
Report on Climate change-related Disclosure Project
Published - CSA Notice - 04/05/2018
CSA Notice
Published
04/05/2018
51-353
Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers
Published - CSA Notice - 03/27/2018
CSA Notice
Published
03/27/2018
51-352
Issuers with U.S. Marijuana-Related Activities - Revised Version
Published - CSA Notice - 02/08/2018
CSA Notice
Published
02/08/2018
51-404
Withdrawn - Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers (includes comment letters received)
Published - Consultation Paper - 04/06/2017
Consultation Paper
Published
04/06/2017
51-349
A Guide for Disclosure Improvements by Investment Entities and Non-Investment Entities that Record Investments at Fair Value
Published - CSA Notice - 03/16/2017
CSA Notice
Published
03/16/2017
51-348
Staff's Review of Social Media Used by Reporting Issuers
Published - CSA Notice - 03/09/2017
CSA Notice
Published
03/09/2017
51-343
Venture Isuers with Securities Listed on the Bolsa de Santiago, Venture Market
Published - CSA Notice - 04/16/2015
CSA Notice
Published
04/16/2015
51-514
Venture Issuers with Securities Listed on "Bolsa de Santiago, Venture"
Effective - Blanket Order - 03/31/2015
Blanket Order
Effective
03/31/2015
51-342
Staff Review of Issuers Entering Into Medical Marijuana Business Opportunities
Published - CSA Notice - 02/23/2015
CSA Notice
Published
02/23/2015
51-333
Environmental Reporting Guidance
Published - CSA Notice - 10/27/2010
CSA Notice
Published
10/27/2010
51-330
Guidance Regarding the Application of Forward-looking Information Requirements under NI 51-102 Continuous Disclosure Obligations
Published - CSA Notice - 11/20/2009
CSA Notice
Published
11/20/2009
51-331
Report on Staff's Review of Executive Compensation Disclosure
Published - CSA Notice - 11/20/2009
CSA Notice
Published
11/20/2009
51-312
Harmonized Continuous Disclosure Review Program - Revised Version
Published - CSA Notice - 07/24/2009
CSA Notice
Published
07/24/2009
51-328
Continuous Disclosure Considerations Related to Current Economic Conditions
Published - CSA Notice - 01/08/2009
CSA Notice
Published
01/08/2009
52-320
Disclosure of Expected Changes in Accounting Policies Relating to Changeover to International Financial Reporting Standards
Published - CSA Notice - 05/09/2008
CSA Notice
Published
05/09/2008
51-311
Frequently Asked Questions Regarding NI 51-102 - Revised Version
Published - CSA Notice - 05/04/2007
CSA Notice
Published
05/04/2007
51-319
Report on Staff's Second Continuous Disclosure Review on Income Trust Issuers
Published - CSA Notice - 08/04/2006
CSA Notice
Published
08/04/2006
Number
Title
Regulatory Instrument Type
Status
Date
51-102
Amendments to NI 51-102 (arising from NI 13-103)
Effective - Amendments to Instrument - 06/09/2023
Amendments to Instrument
Effective
06/09/2023
51-102CP
Changes to 51-102CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
51-102CP
Changes to 51-102CP (arising from 41-101CP)
Effective - Changes to Policy - 04/14/2022
Changes to Policy
Effective
04/14/2022
51-102CP
Changes to 51-102CP (arising from NI 52-112)
Effective - Changes to Policy - 08/25/2021
Changes to Policy
Effective
08/25/2021
51-102CP
Changes to 51-102CP
Effective - Changes to Policy - 11/18/2020
Changes to Policy
Effective
11/18/2020
51-102
Amendments to NI 51-102
Effective - Amendments to Instrument - 11/18/2020
Amendments to Instrument
Effective
11/18/2020
Amendments to NI 51-102 Continuous Disclosure Obligations & Changes to Certain Policies Related to the Business Acquisition Report Requirements
Published - CSA Notice - 08/20/2020
CSA Notice
Published
08/20/2020
Request for Comment Proposed Amendments to NI 51-102 Related to the Business Acquisition Report Requirements (includes comment letters received)
Published - CSA Notice - 09/05/2019
CSA Notice
Published
09/05/2019
51-102
Amendments to NI 51-102 (arising from NI 44-101)
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
51-332
Withdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2010
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
51-337
Withdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2012
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
51-334
Withdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2011
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
51-102
Amendments to NI 51-102 (arising from the recognition of Aequitas NEO Exchange Inc. as an Exchange)
Effective - Amendments to Instrument - 11/17/2015
Amendments to Instrument
Effective
11/17/2015
51-515
Order Exempting Certain NEO Issuers from Specified Provisions of Alberta Securities Laws
Expired - Blanket Order - 11/17/2015
Blanket Order
Expired
11/17/2015
Amendments related to the Recognition of Aequitas NEO Exchange Inc.
Published - CSA Notice - 09/03/2015
CSA Notice
Published
09/03/2015
51-344
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2015
Published - CSA Notice - 07/16/2015
CSA Notice
Published
07/16/2015
51-102
Amendments to NI 51-102
Effective - Amendments to Instrument - 06/30/2015
Amendments to Instrument
Effective
06/30/2015
51-102CP
Changes to 51-102CP
Effective - Changes to Policy - 06/30/2015
Changes to Policy
Effective
06/30/2015
51-102
Amendments to NI 51-102 (arising from amendments to NI 45-106 relating to the Accredited Investor and Minimum Amount Investment Prospectus Exemptions)
Effective - Amendments to Instrument - 05/05/2015
Amendments to Instrument
Effective
05/05/2015
Amendments to National Instrument 51-102 Continuous Disclosure Obligations, National Instrument 41-101 General Prospectus Requirements and National Instrument 52-110 Audit Committees
Published - CSA Notice - 04/09/2015
CSA Notice
Published
04/09/2015
Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc.
Published - CSA Notice - 12/11/2014
CSA Notice
Published
12/11/2014
51-102
Amendments to NI 51-102 (arising from NI 52-108)
Effective - Amendments to Instrument - 09/30/2014
Amendments to Instrument
Effective
09/30/2014
51-102CP
Changes to 51-102CP (arising from NI 52-108)
Effective - Changes to Policy - 09/30/2014
Changes to Policy
Effective
09/30/2014
51-341
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2014
Published - CSA Notice - 07/17/2014
CSA Notice
Published
07/17/2014
Request for Comment - Proposed Amendments to NI 51-102, NI 41-101 and NI 52-110 (includes comment letters received)
Published - CSA Notice - 05/22/2014
CSA Notice
Published
05/22/2014
51-329
Withdrawn - Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2009
Withdrawn - CSA Notice - 09/12/2013
CSA Notice
Withdrawn
09/12/2013
51-326
Withdrawn - Continuous Disclosure Review Program Activities for Fiscal 2008
Withdrawn - CSA Notice - 09/12/2013
CSA Notice
Withdrawn
09/12/2013
51-339
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013
Published - CSA Notice - 07/18/2013
CSA Notice
Published
07/18/2013
51-102
Amendments to NI 51-102 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
51-102
Amendments to NI 51-102 (arising from NI 41-101)
Effective - Amendments to Instrument - 05/14/2013
Amendments to Instrument
Effective
05/14/2013
51-102
Amendments to NI 51-102 (arising from NI 54-101)
Effective - Amendments to Instrument - 02/11/2013
Amendments to Instrument
Effective
02/11/2013
51-102CP
Changes to 51-102CP (arising from NI 54-101)
Effective - Changes to Policy - 02/11/2013
Changes to Policy
Effective
02/11/2013
51-102
Amendments to NI 51-102 (arising from NI 25-101)
Effective - Amendments to Instrument - 04/20/2012
Amendments to Instrument
Effective
04/20/2012
51-102
Amendments to NI 51-102 (arising from Form 51-102F6)
Effective - Amendments to Instrument - 10/31/2011
Amendments to Instrument
Effective
10/31/2011
Amendments to 51-102F6 and Consequential Amendments
Published - CSA Notice - 07/22/2011
CSA Notice
Published
07/22/2011
51-102
Amendments to NI 51-102 (arising from NI 43-101)
Effective - Amendments to Instrument - 06/30/2011
Amendments to Instrument
Effective
06/30/2011
51-102
Amendments to NI 51-102
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
51-102CP
Changes to 51-102CP
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
Amendments to NI 51-102 and NI 71-102
Published - CSA Notice - 10/01/2010
CSA Notice
Published
10/01/2010
51-102
Amendments to NI 51-102 (arising from NI 45-106)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
Proposed Amendments to NI 51-102 and NI 71-102
Published - CSA Notice - 09/25/2009
CSA Notice
Published
09/25/2009
51-102F6
Statement of Executive Compensation (in respect of financial years ending on or after December 31, 2008)
Effective - Form - 12/31/2008
Form
Effective
12/31/2008
51-102
Amendments to NI 51-102 (arising from 51-102F6)
Effective - Amendments to Instrument - 12/31/2008
Amendments to Instrument
Effective
12/31/2008
51-325
Withdrawn - Status of Proposed Repeal and Substitution of Form 51-102F6 Statement Of Executive Compensation
Withdrawn - CSA Notice - 12/31/2008
CSA Notice
Withdrawn
12/31/2008
51-314
Withdrawn - Retirement Benefits Disclosure
Withdrawn - CSA Notice - 12/31/2008
CSA Notice
Withdrawn
12/31/2008
51-102CP
Changes to to 51-102CP (arising from NI 52-109)
Effective - Changes to Policy - 12/15/2008
Changes to Policy
Effective
12/15/2008
51-102
Amendments to NI 51-102 (arising from NI 52-109)
Effective - Amendments to Instrument - 12/15/2008
Amendments to Instrument
Effective
12/15/2008
Notice of 51-102F6 and Consequential Amendments
Published - CSA Notice - 09/18/2008
CSA Notice
Published
09/18/2008
51-102
Amendments to NI 51-102
Effective - Amendments to Instrument - 07/04/2008
Amendments to Instrument
Effective
07/04/2008
51-102CP
Changes to 51-102CP
Effective - Changes to Policy - 07/04/2008
Changes to Policy
Effective
07/04/2008
51-102
Amendments to NI 51-102 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
51-102CP
Changes to 51-102CP (arising from NI 41-101)
Effective - Changes to Policy - 03/17/2008
Changes to Policy
Effective
03/17/2008
51-102F6
Proposed Replacement of 51-102F6 and Consequential Amendments
Published - CSA Notice - 02/22/2008
CSA Notice
Published
02/22/2008
51-102CP
Changes to 51-102CP (arising from withdrawal of NP 48)
Effective - Changes to Policy - 12/31/2007
Changes to Policy
Effective
12/31/2007
51-102CP
Changes to 51-102CP
Effective - Changes to Policy - 12/31/2007
Changes to Policy
Effective
12/31/2007
51-102
Amendments to NI 51-102
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
51-102
Amendments to NI 51-102 (arising from withdrawal of NP 48)
Effective - Amendments to Instrument - 12/31/2007
Amendments to Instrument
Effective
12/31/2007
Notice of Amendments to NI 51-102 and Consequential Amendments
Published - CSA Notice - 10/12/2007
CSA Notice
Published
10/12/2007
Withdrawal of NP 48, Amendments to NI 51-102 and Consequential Amendments
Published - CSA Notice - 10/12/2007
CSA Notice
Published
10/12/2007
Proposed Repeal and Substitution of 51-102F6 and Consequential Amendments
Published - CSA Notice - 03/29/2007
CSA Notice
Published
03/29/2007
51-102
Amendments to NI 51-102
Effective - Amendments to Instrument - 12/29/2006
Amendments to Instrument
Effective
12/29/2006
2006 ABASC 1931
Revocation of Blanket Order 51-509 Venture Issuers Traded on Certain Foreign Markets
Effective - Revocation Order - 12/29/2006
Revocation Order
Effective
12/29/2006
2005 ABASC 107
Revoked - Variation of Blanket Order 51-509 Venture Issuers Traded on Certain Foreign Markets
Revoked - Blanket Order - 12/29/2006
Blanket Order
Revoked
12/29/2006
51-509
Revoked - Venture Issuers Traded on Certain Foreign Markets
Revoked - Blanket Order - 12/29/2006
Blanket Order
Revoked
12/29/2006
Amendments to NI 51-102 and Consequential Amendments
Published - CSA Notice - 10/13/2006
CSA Notice
Published
10/13/2006
51-308
Withdrawn - Filing of Management's Discussion and Analysis Under NI 51-102
Withdrawn - CSA Notice - 10/13/2006
CSA Notice
Withdrawn
10/13/2006
51-307
Withdrawn - Status of Proposed Continuous Disclosure Rule
Withdrawn - CSA Notice - 03/03/2006
CSA Notice
Withdrawn
03/03/2006
51-508
Expired - Requirement for Annual Financial Statements for Financial Years Beginning Prior to January 1, 2004
Expired - Blanket Order - 12/31/2005
Blanket Order
Expired
12/31/2005
51-508
Expired - Variation of Blanket Order 51-508
Expired - Blanket Order - 12/31/2005
Blanket Order
Expired
12/31/2005
51-508
Expired - Interim Relief from Certain Continuous Disclosure and Proxy Solicitation Requirements
Expired - Blanket Order - 12/31/2005
Blanket Order
Expired
12/31/2005
51-102
Amendments to NI 51-102 (arising from NI 44-101)
Effective - Amendments to Instrument - 12/30/2005
Amendments to Instrument
Effective
12/30/2005
51-102
Amendment to NI 51-102 (arising from NI 43-101)
Effective - Amendments to Instrument - 12/30/2005
Amendments to Instrument
Effective
12/30/2005
51-316
Continuous Disclosure Review of Smaller Issuers
Published - CSA Notice - 12/16/2005
CSA Notice
Published
12/16/2005
Proposed Amendments to NI 51-102, NI 52-107 and NI 71-102
Published - CSA Notice - 12/09/2005
CSA Notice
Published
12/09/2005
51-102
Amendments to NI 51-102 (arising from NI 81-106)
Effective - Amendments to Instrument - 06/01/2005
Amendments to Instrument
Effective
06/01/2005
Variation of Blanket Order 51-509 Venture Issuers Traded on Certain Foreign Markets
Published - ASC Notice - 02/11/2005
ASC Notice
Published
02/11/2005
51-102
Continuous Disclosure Obligations
Effective - National Instrument - 03/30/2004
National Instrument
Effective
03/30/2004
51-102F6
Statement of Executive Compensation (in respect of financial years ending before December 31, 2008)
Effective - Form - 03/30/2004
Form
Effective
03/30/2004
51-102CP
Companion Policy to NI 51-102
Effective - Companion Policy - 03/30/2004
Companion Policy
Effective
03/30/2004
02/25/1987
Revoked - Parts 11, 12 and 14 of the Securities Act and Certain Reporting Issuers
Revoked - Blanket Order - 03/30/2004
Blanket Order
Revoked
03/30/2004
Local Consequential Amendments Relating to NI 51-102 and NI 71-102
Published - ASC Notice - 02/06/2004
ASC Notice
Published
02/06/2004
Local Consequential Amendments Relating to NI 51-102 and NI 71-102
Published - ASC Notice - 12/19/2003
ASC Notice
Published
12/19/2003
51-306
Withdrawn - Status of Proposed Continuous Disclosure
Withdrawn - CSA Notice - 11/07/2003
CSA Notice
Withdrawn
11/07/2003
Changes to Proposed NI 51-102 and Consequential Amendments
Published - CSA Notice - 06/20/2003
CSA Notice
Published
06/20/2003
Proposed NI 51-102 and Consequential Amendments
Published - ASC Notice - 06/20/2003
ASC Notice
Published
06/20/2003
Proposed NI 51-102 Continuous Disclosure Obligations, Forms and Consequential Amendments
Published - CSA Notice - 06/21/2002
CSA Notice
Published
06/21/2002
Proposed Implementing Rule and Consequential Amendments Relating to Proposed NI 51-102 Continuous Disclosure Obligations
Published - ASC Notice - 06/21/2002
ASC Notice
Published
06/21/2002
Expiry of Transitional Relief Previously Granted to Certain CDNX Issuers from Certain Continuous Disclosure Obligations
Published - ASC Notice - 05/25/2001
ASC Notice
Published
05/25/2001
News Releases Related to 51-102
Title
Date
The CSA Exempts CBCA-Incorporated Reporting Issuers from Director Election Form of Proxy Requirement
Jan 31, 2023
May 20, 2021
Aug 20, 2020
Sep 05, 2019
Mar 09, 2017
Apr 09, 2015
Feb 23, 2015
Jul 22, 2011
Nov 19, 2010
Sep 18, 2008
Feb 22, 2008
Mar 29, 2007
Mar 29, 2004