Appearing before the ASC

If you are a party to, or are otherwise involved in an ASC hearing, you are encouraged to consult:

ASC Rule 15-501 Rules of Practice and Procedure for Commission Proceedings
ASC Rule 15-503 Production of Records
Blanket Order 15-504 Notice to Attend (Hearing): Authorization of Alternative Form
ASC Policy 15-601 Credit for Exemplary Cooperation in Enforcement Matters

If you need to submit material pertaining to an hearing, it should be sent to the ASC Registrar, pursuant to Alberta securities laws, including Rule 15-501:

         Email: registrar@asc.ca
         Fax: 403-297-4486
         Mail: Alberta Securities Commission
Suite 600, 250 - 5th Street SW
                        Calgary, Alberta
                        T2P 0R4
                        Attn: Registrar

*Note: Only material related to hearing matters is to be sent to the Registrar. Click here for additional contact information including our public inquiries line and the Registrar’s phone number for matters related to ASC hearings.   

  

All material to be served on the Secretary of the ASC pursuant to Alberta securities laws, including
Rule 15-501, should be served personally at, or via registered mail to: 
Suite 600, 250 - 5th Street SW, Calgary, Alberta, T2P 0R4.