Issuer Regulation

Issuer Regulation
Operating in Alberta's Capital Market

 

Access to current information about companies operating in the capital markets is vital to investors to ensure they can make informed decisions about their investments.

Whether seeking information on securities distributions and continuous disclosure filings, exempt financings, or insider trading reports, these resources are available to help keep investors up to date in a rapidly changing market.

The ASC regulates issuers by reviewing offering documents, monitoring continuous disclosure filings, and making recommendations on applications for exemptive relief from securities laws.

More information about public companies is available on the System for Electronic Document Analysis and Retrieval+ (SEDAR+), where investors can access full-text copies of filed public documents.

For more information on the SEDAR+ filings, please contact our SEDAR+ inquiries line:

Direct Line: 403-297-2489
email: sedarplus@asc.ca

 

Frequently Used Financing and Continuous Disclosure Instruments

44-101 Short Form Prospectus Distributions [NI]  
44-102   Shelf Distributions [NI]  
44-103 
 Post-Receipt Pricing [NI]  
45-106 Prospectus Exemptions [NI]  
51-101 Standards of Disclosure for Oil and Gas Activities [NI]  
51-102 Continuous Disclosure Obligations [NI] 
52-109  Certification of Disclosure in Issuers' Annual and Interim Filings [NI]  

See all current Regulatory Instruments